******************************************************************************* *** White House Commission on Complementary and Alternative Medicine Policy *** *** Meeting Transcript: Washington, D.C 10/05/00 Evening session *** ******************************************************************************* E V E N I N G S E S S I O N DR. GORDON: We thank everybody for bearing with the time. The information is very interesting. There is a lot of it and through a little crossed signals, we wound up going a little bit behind time. Because of that, Dr. Winn, who has an appointment in a little while, is going to go first and we will ask him a few questions and then we will listen to the other three speakers and ask questions after their finished. So, Dr. James Winn. Session VI: Research in the Regulatory Framework DR. WINN: Thank you very much, Dr. Gordon. My name is Jim Winn. I am the executive vice president for the Federation of State Medical Boards of the United States. I welcome the opportunity to meet with you today. My position in this whole controversy perhaps is a little different than any of the other presenters that you have heard before or will hear after in the fact that I represent the regulators and perhaps not directly involved in any kind of research agenda. Having said that, though, I think that what I would share with you today might have some importance to you and the opportunity for you to ask questions to me as a representative of all the medical licensing authorities in the country, would be important also. I had originally prepared a power point presentation for you today and so at the last minute sort of changed format. So, you have some handouts that really reflect the previous presentation. I hope that won't be too distracting. What I would like to do is sort of skip through the first part of that presentation, which basically lays out the background for the Federation of State Medical Boards. But I would like to highlight a couple of areas and that is to reinforce the medical boards' responsibility to the public. That responsibility is to protect the public's health, safety and welfare and to do that by assuring that they are protected from unqualified and unfit physicians. This is accomplished primarily by assuring that only qualified individuals are allowed to render medical services to the public and that rules and regulations are developed and standards are enforced for medical practice. Then when it becomes necessary, to take an appropriate action against a licensee in the interest of the public's protection for grounds of unprofessional or incompetent or unlawful practice. The physicians have a number of responsibilities if they choose to practice medicine. I would just mention that perhaps the most importantly of that is to maintain professional standards, to practice within the ethical and practice standards of the profession and to maintain professional behavioral in conduct. To do that, you have to know the Medical Practice Act in the state in which you have chosen to practice. Now, that sort of leads us into CAM and the concerns of the regulatory bodies, at least those that regulate physicians. There is certainly no argument about the proliferation of complementary and alternative medical practices. When we have a rapid proliferation like that, there are certainly some concerns that get raised about whether or not the public is being exposed to unsafe practices. Many of the practices and proposals, therapies and so forth tend to lack scientific research or clinical validation. There is not an easy way to determine whether they are safe and effective for the public. Unfortunately, there are some of these practices that are outright fraudulent and deceptive in their nature. There may be multiple reasons for the proliferation of these therapies. On the one hand, I think many people say, well, there has been a demand by the public for these therapies. But there also perhaps underlying some of this has been the willingness of traditional practitioners to embrace some therapies, particularly some of the marginal therapies because of the effect of managed care on their financial status and practices. Also, I think, the technology situation, where there has been a marked increase in technological advances in medicine, has created a greater divorce between patients and their practitioners, is something that they really expect. They expect to have a relationship that is lacking. In many cases they feel that they have been disempowered in their own medical care. I think the medical boards basically are concerned about adverse impacts on patients and, unfortunately that is our job, to look at the adverse side of it and try to make sure that doesn't happen. There are three basic areas of harm that we might identify. One is economic harm and that is basically just where it results in a monetary loss but there is no real health hazard, where the therapy is just totally ineffective or has no reasonable expectation it is going to help. But it doesn't harm anybody. Indirect harm would be that which while not providing harmful therapy, results in a delay of appropriate treatment for a serious illness. Of course, then direct harm, which would be directly linked to the treatment provided the patient. The federation in 1997 convened a special committee that was called "The Special Committee on Questionable and Deceptive Health Care Practices and the objective of that committee was to provide guidance to medical boards in evaluating, investigating and prosecuting cases regarding questionable and deceptive health care practices for which they had received complaints about. The report basically provided a guide for how to assess both conventional and unconventional practices. There was not a distinction between whether this was alternative or complementary, but, in fact, any such practice that was complained about would be evaluated in sort of the same light. The bottom line, as far as medical boards are concerned, that what whatever the practice that is being given or the therapy that is being given. The physician must, in fact, abide by the rules of good medical practice. There is not a release of that simply because the doctor is providing a different type of treatment than what has traditionally been provided. In your notes, there are some lists of some of the elements utilized in the evaluation of health care practices. I am not going to spend time this evening on going through those, although you might have some specific questions later about that area. The federation has moved forward after that research report that was issued a few years ago. This committee has continued to look at and review on behalf of medical boards different practices and to provide information about those practices so that the medical board remained updated on current information regarding practices that they were receiving complaints about. Now the federation will move forward to develop guidelines to assist state medical boards in educating and regulating physicians who use CAM in their practices. In other words, we want to have the medical boards be able to tell their licensees what the expectations are if they are practicing in an integrated environment or co-managing patients with licensed non-physician alternative providers. So, the objective of this would be to have CAM utilized in a manner that is consistent with safe and responsible medicine. We believe that those guidelines will be substantially complete within the next six to eight months and will be promoted to the medical boards for their usage. Now, part of the questions that were posed for me from this group was does the medical boards or the regulatory community view things, such as office-based or practice-based research. I think that medical boards will expect physicians who engage in research, either in an institutional setting or a practice setting, to fulfill their ethical responsibilities and they will apply guidelines, such as those that are promoted by the American Medical Association, that a physician may participate in clinical investigations, only to the extent that those activities are a part of a systematic program, competently designed and under accepted standards of scientific research, expected to produce data, which are scientifically valid and significant. There is this issue and I think it will become a bigger issue for medical boards of the disciplinary sanctions to be imposed against individuals who engage in investigative fraud. Our counterparts in Western Europe have already had to address these situations. Four medical boards have already adopted rather specific policies; Illinois, Kentucky, Nevada and Texas. These are basically based on what I said before that the physicians are obligated for good medical practice. My time is running short. I won't dwell on these other areas, except I would like to ask this group to focus on our concerns and that is that we need, as medical regulators, good solid information about alternative and complementary therapies. Things like chelation therapy, that has been around for a number of years and as you know, has created a great deal of controversy with medical boards. Despite it being around for a long period of time, there is almost no credible evidence that it effective for what it is claimed to be. In fact, over the past several years, the claims of effectiveness have actually increased. What we need is good research that would tell us whether or not this is effective because quite honestly if it does what it is said to do, then medical boards should be holding physicians responsible for not submitting patients to that before more invasive procedures are used. If, in fact, it doesn't do that, then doctors should be held accountable for using a therapy that has no benefit but has the potential for patient harm. So, I think that we would want you to focus first on a research agenda that helped identify the effectiveness of those therapies, which carry some risk to the patient, but if they, in fact, are beneficial and the benefits outweigh the risks, then they should be embraced. If on the other hand they have no significant likelihood of effectiveness and they have a likelihood for patient harm, medical boards should hold physicians accountable for exposing patients to that risk. I have run out of time and I thank you for your attention and certainly I will answer any questions. DR. GORDON: Thank you very much, Dr. Winn. Are there questions for Dr. Winn? DR. LOW DOG: Do you have any idea of how many complaints have actually been registered by patients towards physicians, who are practicing integrative or CAM therapies? DR. WINN: No, I don't have that information with me. The federation keeps track of actions taken, but not complaints received by the different medical boards. So, I don't have access to that information. DR. LOW DOG: Do you have any idea how many actions there have been? DR. WINN: I don't have it with me, but we certainly could go through that. I mean, I could do a quick search of the database and let you know. But I don't know off the top of my head how many actions have been taken. DR. GORDON: That would be great. Wayne and then Conchita. DR. JONAS: I really appreciate your comments. I think there are a number of issues that you bring up in terms of access. We hear access, access, access and along with that has to go accountability. It is kind of like safety and efficacy. They kind of go together. I am surprised that some of the individuals involved in complementary medicine haven't said wait a minute. I don't know if we want to be integrated or not because then evidence, accountability, scientific rigor, as well as health care management will then become ours, which may or may not be very useful. I think it would be extremely interesting and useful to try to at least get some input as to whether there is a way in which some of the areas that you all are concerned about, the specific practices could get on the research agenda in terms of what public money ought to be investing in, such as chelation therapy. I mean, this thing has been floating about for years and we still don't have information about it. So, you know, we talked about how does the public get input, but I think it would be extremely useful to figure out how can some of the state regulators or some of the people that are out there looking at these practices from a regulatory point of view also be brought into helping in terms of the research agenda. That would be, I think, extremely useful, at least for me and perhaps for the board. The other issue that probably someone else will bring up is also how to deal with a practitioner that is doing something that perhaps us from a research point of view want to investigate and, yet, it is considered a non-standard or a fraudulent type of practice. You know, how do those intersect. DR. GORDON: Do you want to pose that as a question? DR. JONAS: I could pose that as a question, although you could do it better. I mean, the issue is is, you know, there is a practitioner that is using, perhaps, some kind of unusual treatment that has claims and wants to be involved in that and, yet, it would be perceived from the state point of view as being fraudulent practice and that person should be disciplined. So, a lot of practitioners, of course, would withdraw from participating in research because of the perceived risk that that might then expose them to. DR. WINN: Well, let me see if I can answer that. I think that is sort of one of the objectives that we want to accomplish with our committee in developing guidelines is, for instance, if a research project is going to be undertaken in this area and the individual is not part of an institution. So, the institutional review board is not involved. How does that occur? Well, probably the medical board should meet with that individual, understand what the research protocol is and how this will be accomplished so that the patient's safety is involved. One of the things that all sort of gets mixed up because some practitioners will tell you, well, I am doing research, but then you look at it and the patients haven't signed a consent form. They didn't know they were part of a research project and they were paying for therapy. So, that sort of begs the issue of really what are you doing here. I think it ought to be on the table, clear and easy to understand for everybody involved and I don't think a practitioner, who is legitimately doing research is going to have any kind of problem. DR. GORDON: I want to just follow up for a minute and then come back to you, Conchita. I am sorry you can't stay because I would have loved for you to be able to hear some of the people who are grappling with this issue. So, we will send you some transcripts of what happens. We have people who are trying to do research. They are perfectly happy to have IRBs to constitute them or get them, but they are in private practices and they are lacking, sometimes they need help with expertise from others. Sometimes they need economic health to pull together the data or do the analysis. I am wondering if you can think now or, you know, in these next weeks and months of some ways to facilitate this process so we don't get into a situation that I know has happened, where people who are doing research that, you know, they fully intend to study, sometimes they have IRBs, sometimes they don't have IRBs. They are genuinely committed to the research. They are not doing harm. There are no patient complaints and, yet, they run afoul of state medical boards. So, I feel we need to grapple with this really in a very intimate way because it is a major problem. It is a major problem for a small number of people, but our thought has been that we might get even more interesting research if we can figure out strategies for working with us. DR. WINN: Well, we would be happy to work on that because I don't think that medical boards are interested at all in being a barrier or obstruction to legitimate research. What we are interested in is making certain that the public and patients are protected. So that consequently that is the number one priority and then the second priority would be okay if you are protecting patients, let's go ahead and figure out how you can do the research, but you are not putting patients at risk just because we need to know something. That would be, I think, inexcusable for practitioners to do. DR. GORDON: I appreciate your answer. Conchita. DR. PAZ: My question comes just to develop that a little bit further, is how to get more states to develop CAM policies. You just mentioned four here, but that is such a pitiful amount that how can we provide that more. DR. WINN: We are an organization that has no authority to make every state endorse that, but what our history has been, for instance, with pain management and so forth, that once we put out a very reasoned process of policies and so forth, the states will, in fact, develop that. So, what I would tell you that probably in the next 24 months, you will see a significant number of states have policies about CAM therapies. DR. GORDON: Thank you. Joe. DR. FINS: It is the exact follow-up. I was going to compliment the federation on its recent work on pain management. One of the upshots of that, there has been a lot of state medical boards that have actually looked to pain experts to be on the boards to assess not only do they have the therapeutics, but also concerned with the research aspects. Is that something that you would consider as being a beneficial recommendation, to recommend CAM participation on medical boards, you know, people like Dr. Jonas, for example, to sit on a medical board in his state to help you guys sort out whether or not -- DR. WINN: Certainly, and there would be no objection to somebody of Dr. Jonas's statute, but the process as you probably know is really politically gubnatorial appointments that go to the medical board. So, there are people who engage in CAM therapies, who currently sit on medical boards. Many boards do have practitioners who have practices primarily of a CAM nature. But I think the suggestion is appropriate that medical boards should, in fact, have if not people on the board, consultants available to them to assist in their evaluation of cases and any kind of complaint that comes forward. DR. GORDON: Thank you very much. We really appreciate your coming and we hope we will be able to continue -- do you have your hand up? DR. JONAS: I just want to follow-up on this just a little bit. I mean, this is not necessarily a solvable problem but the variety of opinions and types of regulations that are in our states really make it extremely difficult to come up with any kind of uniform policy because there are states that have attempted to or even perhaps will see successfully eliminated, the whole regulatory aspect in terms of this. The Minnesota law, for example, is a real issue in terms of what actually is going to happen with that. So, there is wide variety of attempts to address this. DR. WINN: Right. I agree and that is the reason we need the national effort that we are trying to -- DR. JONAS: Right, and since this is a federal commission, it would be extremely useful for us to think how can we appropriately address that in a way that does not interfere, obviously, with state rights in terms of authority -- DR. GORDON: Thank you for coming and being with us and we hope we will continue the dialogue. DR. WINN: Absolutely, Dr. Gordon. Again, my apologies to you and the Commission for my requirement to leave early for another meeting. Thank you. DR. GORDON: Thank you. Next is Dr. Floyd Leaders. DR. LEADERS: Thank you very much for inviting me to come. We are going to have a little shift of paradigm here and go just about as far to the other end of the spectrum as we can get. I work for a profit-making, hopefully, organization that is interested and committed to bringing mechanical products through the FDA as drugs. We are speaking to exactly what you said, why would anybody want to do that. The reason is very straight forward, that we believe that botanical products, the natural products, have much more potential than just for over-the-counter products or products that can be sold in the DSHEA marketplace. It would be very hard to sell a product for the treatment of cancer in a food store. So, that is the reason. I was asked to speak on three different aspects. The first one was how do the current regulations impact on doing research on botanicals. Keep in mind that what I call research, you probably would call development. We are doing research within a regulatory framework. They even have a name for it. It is called regulatory science. That may be an oxymoron, but it is, indeed, the environment in which we work. Within that framework, there are several things that have inhibited what we are doing from the private sector purpose. The first of these, I will say is money and I think you heard that from both Dr. Woodcock and Dr. Levitt, particularly Dr. Levitt in the dietary supplement area. There are not enough resources to go around to do the things they have to do. The other major thing, however, is mind set. Now, this is particular for our industry but I have a feeling it may bleed off slightly into other areas also, that we have a very good example here, the botanical guidance document, that Dr. Woodcock talked about. First, let me say that is a giant step forward. I am extremely pleased to see that come out. We have been working on it since 1994 and I am very pleased to see it because now we have something we can look at. It scares me a little bit that she says it is a cookbook. We will come back to that later. But mind set is extremely important in that document. I don't know how many here have read it. I have just spent the last week involved in more telephone calls than I have any desire to be because we have responses to get in by next Tuesday. But this particular document is a very good start, but let me put it in context of our group of people, that it basically takes the new chemical entity paradigm and overlays it with the botanical requirements, which some of them will be very difficult to do and other ones will not be so difficult. We can get into that more. I just want to hit the high points and if you have specific things you want to talk about, I am available, obviously. The second one is how can research methods and approach be expanded to address the safety and efficacy. One thing that has not been mentioned here at all and you will not hear it mentioned probably is to lever off a previous human use. I can't say that strongly enough. That is the one difference between the botanicals that we are working with and other people are working with and a new chemical compound as just been synthesized that has never been in man before, women, too. Never been in humans before. But we need to learn how to evaluate human data and with all due respect, the FDA does not have enough personnel of the right kind to really know how to evaluate that. We are still in the position of looking at animals to predict human safety when we can't have human safety in humans, the species of choice. In the guidance document, I will use this as the specific example, to get into the clinical trials, you can get in fairly easily without a lot of the things that are necessary. But by the time you come out at the end of Phase 3 clinical trials to get NDA approval, you have effectively done everything that a single chemical entity has to do. We have thrown away all of the knowledge we may have about how this works in humans. So, my plea would be, and I will come back to this, my plea would be to consider how the resources can be brought to bear to allow previous human experience to count. Maybe that can apply to other things as well. Last is should changes of any be made to the regulations? If so, what should they be? The main one is, perhaps, proprietary, intellectual property rights. I am going to offend some people from other places around the table, but I don't think even NIH has enough money to totally fund the development of this whole group of products. It is going to take private sector doing it. What motivates the private sector to take risks is the chance to make a profit off of it at some point. Whether they make too much or not, I won't go there. But there has to be some kind of return on investment. I told you this was going to be a paradigm shift. We need to establish, if we can't get patent protection, because you are here -- I am probably the only person here not asking for money because I think our industry has to fund this. If you have a way to give it to a private company, I think we would take it, but I don't really see how that can be done. So, I am not asking for money. But I am asking potentially for the impact you could make into some of the regulations and some of the looking at these, that if we cannot get patent protection on these products that have been around for a long time, is there any way to grant regulatory exclusivity that would allow a company to justify making an investment of $150-, $200 million to bring a product through all of the quality control, all of the manufacturing, all of the research hoops that we need to go through to really show safety and efficacy, so they can't be beaten over the head. The third thing, the change in mind set we have already talked about. I want to talk about DSHEA. Now that I have been involved with CDER, I will talk about CIFSAN [ph]. There is a major impediment in the Dietary Supplement Health and Education Act to inhibit research. When the act was passed, they were looking at these products as foods, an orange is an orange is an orange. It may be green if it is from Florida. It may be orange if it is from somewhere else. Botanicals are a very weird breed. They are the group of products that basically test the law. It is unfortunate because they are manufactured like a biological in that they are manufactured under heavy process control. They are sold and advertised as foods, dietary supplements, by congressional fiat. They are used by the public to treat disease. We all know that everyone here drinks coffee in the morning because they like the flavor. You can't say it stimulates because that would make it a drug. So, that is just an example. The problem with botanicals, and this is a four line sentence, the process defines the product. Under DSHEA, you can take data from a product made by one entirely different process and use it to support your product and that can be made by a different way. It is like using data on grapes to justify wine; quite different ways of looking at it. This has been overlooked in the law. I don't think the industry wants to go back and revisit that because just like having a constitutional convention, you are never sure what would come out. But if you want to ensure research, give people some chance of getting paid back for doing the research. It is that simple. Thank you. DR. GORDON: Thank you very much. Next will be Mr. Robert McCaleb. MR. McCALEB: Thank you. I would like to thank the Commission for inviting me to address you today. I am going to start with just a brief response to my friend, Floyd. He and I disagree a little on this. When something has been used for many, many centuries for particular medicinal or health beneficial use, it is difficult to give the rights of exclusivity to any one company for that. We don't believe that anyone should ever have the right exclusively to make a claim for ginseng or garlic or any one of the other 2,500 or so herbs that are sold in this country, unless they can actually invent something about it. I also think that in terms of the application of a claim to research, the research must support the claim being made for that product; that is, if the research is on a particular type of extract, I agree that only that type of extract should be allowed to make a claim that is based on that research. Let me talk a bit about the state of nature products research in the United States. In the last 40 years, we have essentially shut down natural products research in this country. We have failed in the last half of the last century to approve a single new drug from plants unless it was produced as a single mono-substance, such as Taxol, and even that had some protection under the law to give it some exclusivity it might not otherwise have had. Because of that, these things fell into disuse and because of that, they fell out of the pharmacy and medical schools and out of the organizations that grant money to do research. There is a cascade that has really shut down the research and approval of botanicals in this country for use in health care. One of the tragedies there is that so many botanicals are used for preventive medicine or for health maintenance. In the absence of the ability of our Food and Drug Administration to approve preventive medicines, we really literally only have a few, things like sunscreen and motion sickness pills. Those are really two of maybe only four preventive medicines ever approved for over-the-counter use by the FDA. So, in the absence of approved preventive medicines, we use dietary supplements for health maintenance, for preventive medicines. DSHEA works and I think that is one of the first things I would like to point out as a part of my message is that there is more research right now ongoing and more completed in the United States or funded by American companies since the passage of DSHEA than has been done in decades before. Why is that? It works in exactly the same way that it has worked in incentivizing European research. The ability to make a claim on a realistic threshold of evidence is what drives companies to do research and it is also what drives the public sector to invest in research as well. So, we have seen in this country what we have seen in Europe. Just the ability of a company to make a claim or to achieve a claim without a $200 million expenditure has driven research so that companies can make the claim to doctors and pharmacists that their product is clinically researched. In addition to research incentives, we now have more informative labels on these products that give much better information to the consumer about what the product is intended to do, better third party information. Although there is a confusing level of information out there, there is certainly some very high quality information that has been produced since DSHEA and because of it. We need to improve the path, I think, to stronger claims. It has been suggested that one of the ways to do that might be to allow the elimination of that disclaimer on a DSHEA regulated label if a certain threshold of evidence is achieved for it or the ability to use certain types of research in advertising or labeling a product. If a company did research on its own product, clinical research on its product, maybe it would be allowed to make a stronger claim than a company that was sort of piggybacking on that research or using what they called borrowed science. One of the ways to a stronger claim is over-the- counter drug status. Now, this is something that was a very strong recommendation of the Commission that I sat on, the Commission on Dietary Supplement Labels. The FDA did not take us up on that recommendation, but many people within and outside the agency have praised the model of the German Commission E, which was actually very similar to our own over-the-counter drug review process. That is, we had panels of experts, who sat and discussed what they knew and what they seen in the evidence on particular drugs and how they might be approved. They approved those based on their opinions of that evidence. There was no gold standard and in some cases things were approved with not a single clinical trial. We have a real mystification of that process in the United States. Few Americans probably recognize how little evidence was required to achieve over-the-counter drug status. But all dietary supplement products are sold over the counter. They are not prescription products. So, we think it is a legitimate model. I am not suggesting that they be removed from dietary supplement status, but only that there be a natural products OTC panel empowered to look at natural products, pull in experts in specific medical disciplines and make some decisions about the safety and efficacy of the substances sold now as dietary supplements that could then make stronger claims as over-the-counter drugs. I think we need to increase the focus on traditional medicine, recognizing that DSHEA leaves that out. Many of the forms of traditional or folk medicine used in this country are based on historical, cultural information or on energetic principles that don't really fall within the scientific model that DSHEA embraces. These are often less static than the European phyto medicines that have become most of our dietary supplements in this country, but they are used by more people worldwide than any other form of botanical medicine and they are used by most of our minority populations; African Americans, Hispanic populations, Asian populations. As Dr. Federman said, anecdotal information can be good. When you have anecdotal information, that is, experiential information that comes from trained observers over generation after generation of humans, you have something more than just someone saying I think this stuff helped me. You have a higher level of evidence. I think that is what Dr. Leaders was alluding to also, that we need a way of looking at historical information and using it in our evaluation of efficacy and safety. We need more international outreach in terms of accessing the information from European and Asian clinical practice. Remember now, some of the things that are being sold in our pharmacies and grocery stores have been used under physician supervision for decades now in Europe. We need to get access to the clinical experience that those physicians have and incorporate that into our decision- making process, too. There is also safety data from decades of pharmaco-vigilance programs in Europe that so far we have been unable to access. I don't know of anyone else who has been successful there either. But I would really love to see this group make an effort to get at that pharmaco- vigilance data that every European country requires of its phyto medicine manufacturers. I think this would be very useful information for the American public. Information systems, we need a greater focus on information systems. There is confusing information, contradictory information and there is misleading information on both sides. There is hype on the marketing side and there are scare stories on the media side and on the government side. We really need to cut through that maze of information and try to get information, especially for consumers and practitioners that is quality evaluated, so people can trust the information and utilize in their decision-making process. I would certainly include in that, as a specialty library, that we need more library funding and collaboration to utilize the resources that are currently untapped. There are a lot of people in this country who have specialized collections that could provide a greater level of information than we currently have. I would advise extreme caution in public statements by our regulators and scientists. We have heard some already, sort of overstatements about ephedrine adverse reactions. The birth control issue with St. John's wort has been a subject of speculation, but the truth is there is no direct evidence that St. John's wort affects the effectiveness of birth control at all. There are two anecdotal cases of breakthrough bleeding, but that is common with birth control anyway. So, really, that is something that someone found in dinavir [ph]. Cyclosporin activity was affected, speculated that it was a cytochrome P450 effect and then went from there. Finally, I believe true cooperation and collaboration between government, academia and industry can help us all through research and education toward a more appropriate, safe and effective use of complementary and alternative health care modalities. Thank you. DR. GORDON: Thank you. Dr. Anthony Rosner. DR. ROSNER: Thank you very much. I want to thank all the panel members for inviting me to share a little bit about our background and sharing some real concerns and possible solutions to alternative medicine research. I particularly want to thank the panel members for establishing such a congenial and inquisitive atmosphere. This has very much the feeling of the Chantilly meeting some eight years ago. So, as an alumnus of the esteemed class of 1992, I am happy to outline a little bit of what the foundation has done and talk about barriers. Now, I did list the barriers and I guess the sort of Audubon field guide, which is at your disposal. There are ten critters here that I think you need to be aware of and I also listed 13 possible solutions. So, please bear with me. Strap yourselves in and I will try to do justice. But forgive me if there is a little bit of the hit and run aspect to what I will be talking about. Our foundation has been around for 50 years and it has essentially bootstrapped about 175 projects in the area of chiropractic. We are very pleased that the first federal funding that was talked about earlier by Bill Meeker really came at centers that had been funded by us initially. We have also supported some 125 research fellows, maybe 25 residents. As you probably are aware, 25 years ago, chiropractic research was vastly underdeveloped and appeared very much as an oxymoron. It was in 1975 that a conference at the NINDS concluded that, this is a quote, "There was little scientific data or significance to evaluate this chiropractic clinical approach to health and the treatment of disease." Since that time, we now have seen 40 randomized clinical trials supporting spinal manipulation, comparing with other treatments, meta-analyses and systematic reviews and multidisciplinary panels representing the governments of the United States, Canada, Great Britain, Sweden, Denmark, Australia and New Zealand. These have all expressed similar recognition of the robust evidence in support of spinal manipulation for managing low back conditions. Well, this brings us to the problem of barriers. Dr. Federman had talked earlier, I guess, of savage prejudices and, unfortunately, these exist. Most of these do remain in place. Some of these have just been lifted, but I did want to go through this list with you. No. 1, we have to talk about collaborative arrangements. This goes back to 1993. The Office of Alternative Medicine required that researchers in alternative medicine collaborate with people from an orthodox medical background. These would be individuals familiar with conventional research methodologies. Obviously, this was meant for educational purposes, to improve the quality of research, but my only cautionary note here is that if funds are not sent to alternative medicine research centers in great amounts, there is the risk of strangling some of the origins of where these ideas came from. So, we have to be aware of an equitable distribution of funds and resources. Obviously, NCAM's establishment of specific research centers, chiropractic, that would be Palmer University and recent RO1 research programs, which individual researchers in CAM can step forward, these are obviously major steps in the right direction. The second issue, domestic institutions, there have been a number of major milestones in research that have significantly lowered barriers to both the practice and research of chiropractic and these have been accomplished abroad. We talk about the low back studies of Meade in Great Britain, tension headache studies of Dilsen [ph] in Denmark, the first randomized trial addressing colic. This is possibly a non-musculoskeletal condition, and this is in infants. This is in Denmark. Numerous asthma case reports and a pilot for randomized clinical trials from Australia to lay the foundation for future clinical trials, these are just a few of the outstanding examples. So, the requirement of many past federal programs restricting grants to domestic institutions only would represent an impediment to the accomplishments of potential research in alternative medicine, which recognizes no national boundaries and which has clearly benefited from additional resources available beyond American borders. No. 3, composition and proceedings of institutional review boards, undoubtedly these are an indispensable component for ensuring patient safety and knowledgeability in the clinical trial. Unfortunately, from my own experience at a major medical institution, there have been instances in what a proposed randomized clinical trial that seemed to pass some preliminary scientific review, was rejected out of hand for what was probably the harboring of anti-chiropractic sentiments by the head of the IRB. Obviously, while implementing panels to monitor the behavior of IRBs may seem a bit excessive, the issue does bear further scrutiny in the event that viable and safe alternatives in the patient's interest fall victim to prejudice within an IRB. This leads directly to the fourth problem, study sections, for many of the same reasons I just talked about. We need an equitable number of individuals within each study section of a grant proposal, who are familiar with and sensitive to the conduct of therapeutic regimes to be tested. Common sense dictates that as eloquent and sympathetic a presentation of the therapies to be studied be made to the study section as a whole. Fifth, we have to talk about publication bias and quotas. There are examples of editorial bias and quotas, which have prevented the most robust of chiropractic research from reaching the necessary audiences. A headache study by Beline [ph], for instance, which was rated the highest by two independent systematic reviews, was denied publication in The New England Journal of Medicine, Headache and Cephalgia, before it finally appeared in the Journal of Manipulative and Physiological Therapeutics. Two years later, there are examples in which editorial comments to the principal authors of studies have clearly indicated that obtaining negative results, results for spinal manipulation was the criterion for acceptability. Thus, it is with dismay that I find two inferior and widely publicized studies of chiropractic, which did get published in The New England Journal of Medicine. These have been rebutted extensively elsewhere and to add frosting to the cake, there have been statements from two previous editors of this journal, offering little encouragement. They have been quite biased with little qualification in their negative assessments of CAM. The sixth point, this goes on to the press and the journals, this type of bias and editorial policy, obviously, has ramifications in what is actually stated in papers and subsequently published in the lay press. One study published in The New England Journal of Medicine, for instance, stated a conclusion that was far beyond anything supported by the data. Specifically, the study discouraged the routine referral of patients to chiropractic. It said, "Given the limited benefits and high costs, it seems unwise to refer patients with low back pain for chiropractic or intensive therapy." This is to me an egregiously out of bounds statement for a scientific journal and, of course, when the lay press gets its on it, which they did, it only got worse and we saw such scare headlines as, "Study Targets Worth of Chiropractic," "Chiropractic Care Blasted in Two Studies." You can imagine this only poisons the atmosphere, inhibiting further research efforts, inducing third party payers to deny reimbursements for chiropractic services, in which the outcomes have yet to be definitively disproved. So, news releases such as these need to be actively discouraged and the public needs to be further enlightened as to research and potential of multiple modes of alternative therapy, not just chiropractic. Mainstream versus alternative status of chiropractic, this is an unusual bird because when we talk about low back pain and headache studies, chiropractic has more or less moved into the mainstream category. Bill Meeker had called this the elephant in the room. But we have other types of interventions. We have other types of conditions for this intervention seems promising. Here we talk about scoliosis, otitis media and infantile colic, to name a few. This I would suggest is the lion pacing in the wings, besides being the elephant in the room for mainstream practices. Origins of mainstream medicine, No. 8, this is not infallible. The preamble to the five year strategic plan of NCAM says as CAM practices once considered unorthodox, are proven safe and effective by rigorous scientific investigation, they become part of mainstream health care. This is certainly the way we would hope to transform good research into practice. Clearly, this would be the mission of NCAM, this commission and our foundation, but since only a minority of medical procedures have been supported by documentation, we have to be wary that all procedures are, in fact, going to be supportive. No. 9, paradigms. In The New England Journal of Medicine, chiropractic has often been confused with high velocity thrusting of the spine and this would reduce it to a one dimensional specialty of cracking joints. It represents much more of that. We are talking about the use of hot and cold packs, electrical stimulation, soft tissue procedures and nutritional counseling as other types of therapies that have been licensed. The last problem that I will state, I will not talk about the solutions, these are in the handout, is the RCT, Tieraona Low Dog had asked about, other types of approaches. Here we have to appreciate that in randomized clinical trials, the placebo has inappropriately been represented. This is dealing with a sham procedure, which is some times confused as not having an effect at all. Meta-analyses outside of chiropractic have been misinterpreted such that depending on whose scale one uses, totally diametrically results can be obtained. So, it is a question of what values are put into scales such as this. The third and final example with pharmaceutical companies has to deal with antifungal agents in which one agent was inappropriately administered orally instead of intravenously and in this case there wasn't ever a chance for a fair comparison. Yet, you know, this was laid out as gospel. So, in closing, I guess I want to just caution the Commission to understand that there are other types of clinical evidence, as David Sackett has pointed out, and I would wish that the Commission place far greater emphasis on cohort studies and case series in reaching its research goals rather than to assume categorically that they provide inferior guidance to the clinical decision-making than RCTs. It should be quite clear that a well-crafted cohort of case series is really more informative than a flawed or corrupted randomized clinical trial. DR. GORDON: Thank you very much for this extremely well-written, thoroughly-documented, written testimony. I think it will be extremely helpful. For others who will be testifying, I think we need to encourage people to prepare exactly this kind of testimony wherever possible because not only can we listen to you and talk to you, we can go and check it out for ourselves. DR. ROSNER: I hope so. DR. GORDON: Which is really very helpful. For any of you, we would appreciate any documented evidence, anything you would like to send us you think would further our knowledge, we would welcome. We have some opportunity for questions. Bill and Tom first. DR. FAIR: I would like to clarify one thing with Dr. McCaleb. You said that in the last 40 years, there has not been a single natural product in the United States. Is that correct? MR. McCALEB: Right, approved as a new drug. DR. FAIR: Then you mentioned Taxol. What was the different situation with regard to Taxol that got Taxol approved? MR. McCALEB: Well, pharmaceutical companies have been looking for single chemical entities in plants. They have achieved approval for a few, vincristine and binblastine [ph], Taxol, captophecan [ph]. There are a few examples there. Taxol was approved for one substance as a sort of orphan drug as I understand it, for one type of cancer, but is actually being used for breast cancer, which is much more common and would not have qualified it for that orphan drug protection. In any case, the point I was trying to make is that for complex botanical extract for anything other than a pure chemical entity, we have failed to approve any as new drugs since 1962 when the efficacy provisions were added to the statutes. MR. CHAPPELL: Dr. McCaleb, thank you for your recommendations and I would like to explore a little bit more about the natural products OTC idea panel and so forth. You are suggesting that botanicals can have a sort of monograph equivalent that could be set up as a standard so that everybody could make the claim, so long as it was meeting that monograph. Is that what you are envisioning? MR. McCALEB: Yes. This was the unanimous recommendation of the Commission on Dietary Supplement Labels, that because botanicals and natural products are different and more complex than the single chemical entities that are commonly studied in health care, that a special panel should be empowered with pharmacognicists and anthrobotanists and the kind of people who specialize in this area. Then unlike the model of OTC review, where you had a cough/cold panel and the different specialties, that this panel could then pull in those specialties as needed, bringing in doctors who specialize in a particular condition, to assist them in making decisions about a botanical or other natural product that was to be used for that purpose. The point was to have a panel of experts, who were really specifically focused in this area of natural product health care, to sit on an ongoing panel and look at the evidence and make decisions. MR. CHAPPELL: So, your view is we would have an upgrade of DSHEA that is short of an NDA or drug? MR. McCALEB: Right. Certainly still the -- MR. CHAPPELL: In terms of claims. MR. McCALEB: -- prescription drug process is still open to botanicals, but, yes, this would be a panel approach of expert opinion, making decisions rather than the full NDA process. DR. GORDON: Wayne. DR. JONAS: There is a lot of talk about incentivizing the private sector and this is of great concern to us about how to go about doing this. Obviously, it is very clear that the NIH will never be able to fund probably even a fraction of the potential therapies that have even been identified in multi-center, large, randomized, five-armed placebo-controlled trials. So, how to incentivize the private sector to invest in this area is part of what we are going to discuss actually tomorrow and also, I think, a little later on today. But what I heard you say, Floyd, is that there is a problem in the patenting process or at least there are issues that are obstacles in terms of the patenting process. As far as I can tell, we haven't really addressed that and don't have it as a major item on the agenda. I am wondering is that something that would be an important area to specifically look at in terms of its influence on this incentivization process and should that be something the Commission should be looking at and if so, how. DR. LEADERS: Let me come back to that because I understand where Rob is coming from on the taking these products and giving the exclusivity to one particular person or one particular company. I fully appreciate that. I am not talking about the general kind of products, like the ginkgo biloba, the hypericum [ph] and so forth. I am talking about a botanical that is used not like Taxol, where you take out a single active ingredient, but maybe an extract of Taxol that has several of the other ingredients in it also. There is a place for some of these products. The patent protection probably can be gotten on some of those that have not been as widely used. But there needs to be a guarantee or some kind of -- there is really no reason, nothing to motivate a company to invest the kind of money we are talking about. I think that it should be looked at. There are several proposals to Congress on this kind of thing. I don't think that they -- DR. JONAS: Specifically addressing the patent? DR. LEADERS: Dr. de Felice's [ph] act on and I can't remember the name of it, but it basically would set up a whole new process. I am not sure one is needed. But if there were a legislative way of saying if you have a particular extract and you have documented this and you have gone through all the hurdles, you should be able to have some kind of legislative time to get your money back. DR. JONAS: Should we ask for the patent office and some of those folks to be in here and talk to us about it? DR. LEADERS: Yes, it would be interesting because we have patent lawyers here in the Washington area. We believe we can get proprietary protection on some of them. But I think it would stimulate research, yes. I think that is another way of doing it. DR. JONAS: I had one question for Dr. Rosner. That is, what is the status of the chiropractic research network? Is there such a network? I know there used to be and the reason I ask that, of course, is because this is a potential mechanism for collecting data in actual practices and the question of what is needed to encourage that, if we are going to be doing outcomes or observational or cohort research as you describe it is crucial. DR. ROSNER: I know. You are talking about a database per se or -- DR. JONAS: Well, I mean, it is more than a database. No. I am talking about research practitioners that is organized in such a way that you can actually collect practice-based data. I mean, this exists in a number of conventional areas. I don't know of any good network like that among complementary medicine practitioners. I know the Naturopath Liana [ph] has put together, and you all had some and I am just wondering what the situation is with that and is there some way in which that can be developed? DR. ROSNER: Yes. We have had a number of ongoing discussions about this problem and there have been localized attempts at this. I guess the most courageous effort has been mounted at Palmer, as far as organizing a database for both practitioners and researchers to get into to understand what information sources are available, how to conduct a case study. One of the things we are very sensitive about is starting at the very beginning, which is record keeping. This is something we are constantly visiting practitioners and lecturing about because it is really the very first step. DR. JONAS: I think it would be useful to hear what could occur to help develop this and perhaps you and also Bill could discuss that and give us some suggestions as to how to do that because, clearly, if there is no infrastructure, if there is no organized way of collecting data among practitioners and, yet, the practices are delivered out there in diffuse groups, then there will be no way of actually collecting this observational data. DR. ROSNER: Again, these are localized efforts, but this is something that David Eisenberg, we basically started Eisenberg with a grant from our own and other sources before he went on to federal funding. This is now covering eastern Massachusetts, as you know, practitioners in acupuncture, massage, chiropractic. It is a database as far as methods used or concerned outcomes within cost will follow. So, these will probably be models to what we will be proposing. DR. GORDON: Are there any other questions before we go on to the final panel? Yes, Tom and then Bill. MR. CHAPPELL: As I understand it, single herbs are going to be researched, have been researched and the cost is what it is. Someone will have to pay that price and right now, NCAM is farming that out to centers and we are getting documentation on the mechanisms and the effectiveness of single herbs. Is that correct? MR. McCALEB: It is correct, but there is also prior to the funding, where companies are taking their own formulas and doing the research, yes. MR. CHAPPELL: We are doing that as well. Are formulas or single herbs -- MR. McCALEB: Both. MR. CHAPPELL: I wanted to address just the singles. Single herbs, it seems to me, obviously, everyone has an interest. It should be public domain, public cost, public domain. The private protection I hear you asking for, Dr. Leaders, is the blend, the proprietary, the imagination, the unique perspective on a blend of certain herbs that need to be protected is going to have its cost of research. Is that where you are looking for the exclusivity? MR. McCALEB: Yes, that is one. There was a conference here in Washington last year on the use of natural products in the treatment of cancer. There was a conference here at NIH on the use of natural products or botanicals in the treatment of cancer. There were a couple of those that fascinated the heck out of me. Some of them were single chemical. Some of them were Chinese of the variety where you have more than one. That is the kind of a product, something that would be -- I will give you an example that was at that conference, a product that in theory lowered the viral titer in hepatitis B and C. Also, after treatment or during treatment, the fibrosis in the liver went away. Those kind of things would be extremely interesting for a very serious medical practice. That is the kind of thing I am talking about, to give the incentive to really bring a tool like that. DR. GORDON: Bill. DR. FAIR: Just a quick question. Are there any difficulties with going into a foreign country and taking a plant and bringing it back to the United States, legal difficulties? DR. LEADERS: Yes. DR. FAIR: Is that one of the factors also that has stopped the development of this field? DR. LEADERS: Yes, it has. My advice would be to work with somebody in that country. Don't necessarily bring it back to the United States. Why not work as a partnership within that country? DR. GORDON: Thank you. Thank you very much. Thanks for your testimony and for being with us. Again, we will stretch for about two minutes and then we will sit for the final panel. [Brief recess.] DR. GORDON: I want to thank the four of you very much for your patience and your hanging in there with us and also for traveling to be with us and to share your experience. This is a very important panel to us because we have kind of indirectly been referring to you during a good deal of the day in talking about some of the possibilities and some of the challenges of doing research when you are in private practice. So, I am glad to welcome you and also glad to welcome Dr. Jeffrey White from the National Cancer Institute, who was here with us at the beginning of the morning and who has been a major force in helping people to do research in the field. So, let's begin with Dr. Nicholas Gonzalez. Session VII: Outcomes Research Part I Interface Between CAM DR. GONZALEZ: When I think about my work, I think about it in terms of a good idea that we are trying to keep alive. It certainly isn't my idea. So, I am not giving myself credit. At lunch I gave the five minute version. I will give you the 11 minute version now. I promise I will keep it short. But without discussing some of the history in terms of viewing the regulatory problems in the past, it is not going to put it in a full context. The roots of what I do actually go back to the turn of last century 100 years ago and the Scottish embryologist, John Beard, who was a full professor at the University of Edinburgh. He was a Ph.D. who first suggested pancreatic proteolytic enzymes represent the body's main defense against cancer. He didn't pull this out of the air. He had spent 30 years studying the embryological development of the pancreas. He was well-versed in scientific method and published a series of articles in 1902 to 1905 showing both in animal models and some preliminary human evidence that pancreatic enzymes not only might prevent cancer, but might be useful as a cancer therapy. He was universally derided and ridiculed, I should say near universally, because there were several physicians, eminent physicians at major institutions that took Dr. Beard very seriously and working with him, used injectable pancreatic enzymes, proteolytic enzymes, to treat advanced cancer. Their successes are documented carefully and clearly in the orthodox medical literature in journals such as JAMA, the Journal of the American Medical Association, the Medical Record, the British Medical Journal. I have those articles. They are very interesting. In my estimation, they represent the first cases of cancer regression. They use the word "cure" with nonsurgical therapy. However, at the same time, Madame Curie, very well-known, very well-loved, an international celebrity, announced to the world that radiation therapy was a simple, easy, non-toxic way of curing all cancers. Of course, she would die from radiation-induced cancer damage. A whole generation of radio-oncologists were follow her to the grave. We learned subsequently during the 1920s and the thirties after Beard was gone, that radiation wasn't simple, wasn't non-toxic, didn't work for most cancers. DR. GORDON: Excuse me, Nick. Could you slow down a little in the interest of the efficiency of the transcriber. DR. GONZALEZ: If I go too slow, you will fall asleep. Madame Curie announced to the world and subsequently died from radiation damage, I said that, and a whole generation of radiation oncologists would follow her to the grave. During the 1960s, the eccentric and controversial dentist, William Kelly, resurrected Beard's enzyme therapy and developed a very complex, nutritional and enzyme therapy to treat cancer. His attempts to revive Beard's work were met with great hostility from regulatory agencies. He was repeatedly thrown in jail. First he was a dentist. Dentists aren't supposed to treat cancer. Secondly, this was the 1960s, where if you mentioned cancer and nutrition in the same sentence, it virtually was a federal offense. This is one example, as I said earlier at the press conference, where both local, state and federal agencies worked together very well to harass Dr. Kelly. It was a miracle that he was able to survive. I first heard of Dr. Kelly at the end of my second year of medical school in 1981, when I was at Cornell. I had gone to Cornell because I was interested in cancer research and Cornell was associated with Sloan Kettering. The then president of Sloan Kettering, Robert Goode, had sort of adopted me as kind of, as I said earlier, maybe he thought I could be useful cleaning test tubes or something in his lab. After I met Kelly, I went to Dr. Goode and said I have met this eccentric, controversial, crazy dentist, who thinks he can cancer with pancreatic enzymes. He has been universally vilified in the press. He has been arrested. There is absolutely no reason why I should believe that what he does works, except he does seem very sincere about wanting to have his work tested. This was before the Best Case Series concept. Dr. Goode was always willing to support controversial areas of research and that eventually led to his demise at Sloan Kettering and he suggested I begin this as a student project. What began as a simple summer's project eventually developed into a five year research project, which I completed while doing my immunology fellowship under Dr. Goode, who by that time had already left Sloan Kettering. This was a very exhaustive investigation. It wasn't done in a cursory fashion. I think in many respects represents the first academic, Best Case Series or best case evaluation of an alternative therapist, who is doing things outside the academic mainstream. I went through 10,000 of Kelly's records, evaluated over 500 of his cancer patients in detail, got full medical records and put my findings together in a 500 page monograph. One of those patients, whom I mentioned earlier today, was a lady with biopsy-proven pancreatic adenocarcinoma with metastases into the liver. The liver nets were biopsy-proven at the Mayo Clinic. She was told she had six weeks to eight weeks to live in 1982. She is still alive. Two weeks ago, as I said earlier, referred a patient to me, 18 years later. I know of no such patient in the orthodox medical literature. If you can find some, please let me know because I have been unable to do so. I thought that having done this five year expedition under Dr. Goode's direction, he was at the time the most published author in the history of medicine, I would have no trouble getting it published. Boy, was I foolish. I spent two years trying to get this study published. I was universally attacked. Robert Goode at the time was up for the Nobel Prize. He w as sent letters from editors saying that his involvement with this kind of garbage would jeopardize his chance of winning the Nobel Prize, that he should dissociate himself completely. When I finished my fellowship training, I left his group because I could see the writing was on the wall. I came back to New York. Dr. Kelly gave up, closed his practice, figured his work would never see the light of day and I very cautiously or perhaps insanely began to treat patients with enzyme therapy myself in New York. My 1993, the National Cancer Institute had begun to investigate alternative therapies and I was one of the first people invited down there to present a series of cases as part of their initial attempts to evaluate non- traditional therapies. On July 7th, 1993, I came prepared to present 25 cases, which I did. It was a three to four hour session. Wayne Jonas was there. It was kind of an interesting panel. There were at least 20 people there. One of the cases I presented, and I can use his name because he is going to be actually on the Discovery Channel, they are doing a piece on him, Mort Schneider, who had metastatic pancreatic cancer with four tumors in his liver, two tumors in his adrenals, metastases into his lung, all biopsy- proven, diagnosed in September 1991. Now, at the time I presented at the NCI, his tumors had not regressed. They had stayed the same. At that time, the definition of a response was a 50 percent reduction in tumor size that lasted four weeks. I argued that the NCI had to start considering quality of life as well as survival, in addition to this arbitrary designation of a 50 percent reduction that lasted four weeks. Mort Schneider is still alive nine years later. In 1997, we repeated his scans and all his tumors were gone. As a result of that presentation, the NCI suggested I do a pilot study with pancreatic adenocarcinoma, the thinking being pancreatic cancer is the worst cancer there is. If I could show any response at all, people would take it seriously and the NCI would take it to another level. Michael Freidman, who at the time was associate director and suggested the pilot study, said if I could get three patients out of ten to live one year, he would be impressed. We were fortunate at the time that the Nestle Corporation became interested in funding some research of my work. Their medical appeared yesterday, the former director of the Pasteur Institute, had done a case review in my office. He spent two days in my office and went through hundreds of cases. There is a reason I mention that specifically. He invited me to Switzerland. I presented to his senior scientific staff just about the same time the NCI suggested I do a pilot study. On the basis of that presentation, Nestle agreed to come up with the money to fund the pilot study, which we began in 1994. Eventually we had 11 patients in the study. Eight out of 11 were biopsy-proven in Stage 4. The other three were biopsy-proven in Stage 2, but inoperable. They were all very sick patients. Of the 11, 9 lived one year; 5 lived two years, 4 lived three years, 2 surpassed four years. One died at five years from a heart attack. To put this in perspective, in the clinical trial of Jim Seidebene of 126 patients, not a single patient lived longer than 19 months and only 18 percent lived one year. We published that in Nutrition and Cancer in June of 1999. As a result of that publication and that study, the NCI suggested that we do a large scale randomized trial. Now, Wayne and I were talking about randomized trials before. I was against the idea of a randomized trial for the simple reason I wasn't sure it was going to work. There was already so much interest in my work, I figured patients who are interested in my study would want to be in my arm. That is exactly what happened. After trying to get the clinical trial to work for years in randomized study, of course, for the non-scientists in the audience, a randomized study simply means patients who agree to go into the clinical trial, have no choice of treatment. In this case, it was a two-armed treatment. It was my therapy versus Jim Seidebene and the latest chemotherapy approved for the treatment of adenocarcinoma of the pancreas. Since no one lived 19 years and my preliminary pilot study had shown good results, out of 260 patients who expressed in the study, only three agreed to be randomized, two when they were assigned to chemotherapy dropped out of the study and the other one who was assigned to me, decided she didn't want to do anything and quit the study. So, it was really not working. Eventually, working with the NCI and the NIH and the National Center for Complementary and Alternative Medicine, who actually put up the money, we agreed to make it a case control study. So, this is an example of some of the difficulties you face when trying to do rigorous scientific study. The reason I mention the fact that I was flown to Switzerland to present to Nestle, the very day I was in Switzerland presenting to Pierre Gastri's [ph] group was the very day the medical board served my office with a subpoena announcing they were going to try and close my office down because to sum it up in non-legalese terms, I basically represented a subhuman pond scum that was, you know, taking money from unsuspecting cancer patients. All the time while I was trying to present my work and getting funding and doing clinical trials, the medical board relentlessly tried to basically close my office down. We eventually prevailed. It is an interesting situation to be an alternative practitioner, particularly since I come out of an orthodox research group. It is a very dangerous world out there. In the State of California, it is a felony to treat a cancer patient with anything other than surgery, chemo and radiation. Interestingly enough, they left off immunotherapy. I have not heard of anyone getting arrested for using Interleukin and Interferon. Had I treated Mort Schneider, that pancreatic cancer patients who was night years out, in California, I would have been guilty of a felony and we could be in jail right now. The reason I bring all that up is Jim said what can we do. You have an extraordinary opportunity, an extraordinary mandate, to help develop and protect new ideas. The essence of the democratic society, of course, is the protection of new ideas. One of the characteristics that you commonly find in all tyrannies is they legislate scientific truth. The California law is an attempt to legislate scientific truth. I think it is extremely dangerous. What can you do practically? I think you should serve as an forum, that if an alternative practitioner or any scientist thinks that he is being harassed unfairly because he has a new idea, he should be able to come to you as an independent group. What power do you have? There isn't a state in this union that could survive if the federal government shut down Medicare or Medicaid funding to that state. The economies of these states would collapse. Yes, I understand the separate of state and federal government, but you have enormous power in the state. Certainly you should use that power to help protect new ideas. I don't think there is a more noble effort than that that any of you could do. Thank you. DR. GORDON: Thank you very much. Next will be Dr. Ann McCombs and Dr. Devi Nambudripad. They will share the time, as they share their work. DR. McCOMBS: Thanks for staying so late to hear what we have to say. I know you are exhausted and we are happy to be able to talk to you today. You want to know some of the obstacles. I think Nick summarized them extraordinarily well. The first time I have actually gotten to meet him was in June of this year, although we have talked on the phone several times when I have consulted him about other patients over the years. I was involved in the American Holistic Medical Association meeting in Seattle in 1994 and putting that on and he couldn't even come then because the medical board said you either be here on this day or you won't have your license. So, we didn't get the benefit of hearing him at our conference, right on the spur of the moment, two days before, we were supposed to hear him. That is a very real outcome of what we face as practitioners in this day and age. I mean, exactly what he is talking about is the fear elements that all of us face. Dr. Mildred Paz [ph] from California, she is exactly in the milieu that he described in Washington. I am not in much better milieu myself there. When I treat cancer patients or I use these kinds of CAM therapies, I do them very quietly. I do them behind closed doors and I do them only with patients that I trust, who, hopefully, it won't be a problem for. I let them know right up front there is no research information that I can actually show them, but that I have had good clinical outcomes and on the basis of my relationship with them as their physician, they come. They get treated and they get well and I tell them to be very quiet about it and don't tell anyone because I can't afford that. I don't want to lose my license. At least in one case in our state, we were all reminded that having a medical license was a privilege not a right and that the medical board could take away our license just because they want to because it is not our right just because we have been through medical school. It is only a privilege. So, money, time and fear. Those are our obstacles in a nutshell without going into a lot more data. Insurance reimbursement is a huge, huge factor right now. It doesn't matter what we do. We can code using the CPT codes. We can do all the things that we have been trained to do. It doesn't make one bit of difference. If they want your chart notes, they see what you are doing, they will cut the reimbursement to the client off without anything else. Your name goes on a list. My name is on a list certainly in my state and all over the country because I treat patients all over the country. As soon as they see that my name is on the list as the physician, my patients won't get reimbursement. So, that limits what I can do to the people who can afford my care. That is not why I went into medicine, at all why I went into medicine. You know, I didn't go to Cornell. I didn't do the research track that Nick did. You know, would have loved to. Now I am interested in practice- based research. I know that we can do it. I know that with some help we can present a research paradigm that will work and with Dr. Nambudripad, it is a very simple technique, non-invasive and we have, you know, a practitioner network of 4,000 practitioners and growing, but she trains practitioners every other month to do this very, very simple technique that works across many diseases, all the way from any kind of allergy component, all the way to cancer. I will let her speak about that. So, our needs really are for people to be open minded about the approach that we use, to be able to think outside the box and to really look at the methodology that we have come to in a way that diagnoses and treats, that is different from what we were all trained to in school. I have had to get a whole new practically degree in complementary and alternative medicine since I got my degree in 1988, but you know why? Because for the 15 or 20 percent who never get well, under the way I was trained. I don't want to practice medicine like that. Medicine, I can't do it in seven minutes. The managed care issue is a very big real issue in practice- based medicine and I am not interested. I would rather not be a doctor than to do managed care. That is blatantly how I feel about it. I don't like the fact that I can't treat Medicare patients because it doesn't come under Medicare guidelines. I don't like the fact that I can't work in the low cost clinics in which I was trained, in which the medicine I did with my hands as an osteopath and maybe that was all I could do for them that really did help. I a restrained in that way and I feel constrained. We need sort of that kind of open mindedness. We feel that we would be protected as practice-based physicians if we had the blessing of the federal government, of the state government. I don't care where we get the blessing from, as long as somebody comes out and says you can do this. It is okay. Nobody can take your license away. Now have at it. We would like to put it through our 4,000 practitioner network and we would like to ensure them that if they participate with us and do this, that their licenses won't be in jeopardy either. I don't have time. I am not going to be able to mastermind this research, except between 2:00 and 4:00 a.m. in the morning. I am too busy treating patients, who fail therapies all over the country and who come to me through my back door and that I have to treat quietly and I would like to be more open about what we are able to do. So, that is what I have to say and I want to turn the rest of the time over to Dr. Nambudripad. DR. NAMBUDRIPAD: Thank you for inviting me here. This is a surprise. Life is full of surprises for me lately. For the past few years, 17 years, I have been treating patients for allergies. I am a chiropractor from California and I am an acupuncturist. My license is in California. I am not supposed to treat cancer and I don't treat cancer. Patients come to me with allergies and I happen to treat them and this is a technique I learned 17 years ago and you can eliminate the allergies and they don't come back. They don't cause anymore problems. I look at everything with my eyes, with a narrow tunnel vision for allergies. So, when I treated these patients with a cancer with allergies, their cancer went into remission and they started getting better and then the word started spreading and I do train a lot of doctors. It is not only me. Everybody else can reproduce the same kind of results. So, that is where the word got into. They asked me to come and present Best Case Series in last June. Since I don't treat cancer, I cannot have a Best Case Series. If I treat cancer as everybody else mentioned, I will get into trouble. I don't want to step beyond my scope of practice in California. So, that is one of the biggest obstacles I have there because I cannot treat anyone for cancer. If the side effects of allergy treatment will be getting better on the cancer, that is the only way I can present a case here. So, that is one of the problems I am having about treating cancer. There are so many patients who would like to come and get treated if I had a chance, if I had another station to do that. We work very hard, of course, and you have to come up with a lot of money to hire someone to do all this work for us, the writing up and publishing and et cetera. I did do some studies on my own, just to prove it to myself how this will -- am I imagining this or is it really working. So, I did a study, a milk study and an egg study and a cholesterol study and a few other studies. I know that they work. I haven't published. So, I don't have any published to present. Anything else Ann wants to add, she can add. DR. McCOMBS: We have provided you with some information that is very similar to exactly the kind of information that Dr. Beard, you know, was suppressed after 1923. I just happen to have had a mentor from Germany. So, the information I gave you was from Reckeweg, from Germany. Reckeweg's research was known there. It wasn't known here very much. This book just got translated from German into English. So, you wouldn't have even had a opportunity to learn about that. I happen to have a German mentor and I took German in college. So, I learned a little bit about it myself. But this kind of thing is just not readily available to practice-based people until, you know, the Internet, for example, the advent of the Internet. You have patients come in and they say, you know, Dr. McCombs, what do you know about this? For the most part I don't know. You know, if I happen to have time to be on the Internet, I might know and I certainly try to take the time I can, but then it stimulates me to find out more. As I said, the people that lead you by the nose are the ones that don't get well. That is that 15 to 20 percent that you always want to help because they are outside of that bell curve. It is the people that we are treating, you know, we can certainly treat within the bell curve, but it is those people on the fringes, you know, who are on either side of the bell curve that we end up seeing day in and day out in chronic pain and chronic illness. DR. GORDON: Thank you. Dr. White, would you like to say a few words? DR. WHITE: Well, thank you. I actually didn't prepare any specific comments, but I could react to some of the things that I have heard. I actually did wonder why I was asked to speak in this session about the interface between CAM research and regulatory agencies. I thought, well, it sounds like an FDA type issue. I think it is becoming much more clear to me why you asked me to come to this panel. It perhaps may not be of as much value for you as it perhaps is for me to hear some of these issues. But I would still like to offer some ideas about things. I am certainly more aware of Nick's situation since we are directly involved in research together. But the other issues that are raised, it is important for me to become more aware of them. The Best Case Series program is what we have been partly talking about and what Nick did allude to, one of the programs that he did get involved in. The program is very dependent upon practitioners feeling comfortable presenting documentation of their practices to us, to the federal government. We do go through great efforts to try to keep this information confidential. When it is reviewed, it is reviewed in closed forum so that we can talk about patient identifiers and not have all that information aired to the general public. But many elements of the Best Case Series are open to the public. I have been somewhat unclear about the degree to which these kinds of concerns that Dr. Nambudripad is raising and other issues that Nick has expressed, the degree to which these have affected the flow of submissions to the Best Case Series program. Basically, our approach has been to try to have it become better known among CAM practitioners. It has really been an unadvertised program until about the past year. So, we are trying to get it better known. But I think that will certainly not affect these other issues that were discussed. So, I would be happy to explore with you ideas about how issues about regulation could help the Best Case Series program become more productive. The second thing we didn't quite mention it here, but it is about INDs, I wanted to at least mention that. I have recently become more aware of the problems with getting INDs for certain herbal products and the degree to which that has inhibited some cancer research. Well, it is an issue that we are planning to have a meeting with the FDA to explore more fully and with the guidelines I think it is certainly the right time to be discussing this. But I do have concerns that I would like to learn more about what these problems are. Some very high quality cancer researchers have had some difficulties getting INDs for products and I think it is just an issue that we need to explore more. The third thing was about expanding safety and efficacy of CAM products, one of the issues that you asked us to address. I think basically we are providing funding through certain mechanisms to try to improve at least that side of the equation. We have an RFA, request for applications, out to the comprehensive cancer centers to support developmental research. So, this is research that doesn't really require a lot of previous data. So, it would be amenable to bring along projects that deal with products with very little in vitro or previous human data. These are just some general ideas. I will leave the rest of the time to respond to questions. DR. GORDON: Great. Thank you very much for coming. We appreciate it. So, questions that anyone would like to raise? Yes, Joe. DR. FINS: Dr. Gonzalez, I just want to ask you one question. These are enzymes that are taken orally? Yes. DR. FINS: As proteins, why aren't they -- DR. GONZALEZ: Why aren't they destroyed in the gut? DR. FINS: Right. DR. GONZALEZ: The first paper proving that orally ingested pancreatic enzymes are not destroyed in the gut but are absorbed intact goes back to 1976 in a Science article. We have a whole pile of papers. In fact, there was a conference in 1994 in Germany on the oral absorption of pancreatic enzymes, an entire conference devoted to that. There was a very basic study done in Leningrad in 1980, where they took trypsin and put it hydrochloric acid and boiled it for an hour and there was no loss of activity whatsoever. It isn't destroyed by acid. It is absorbed -- they are both active transport mechanisms and passive diffusion mechanisms for the absorption of proteolytic enzymes, even though they are big molecules. That has been documented carefully. DR. FINS: Okay. The second question is your story here is really as a personal narrative very compelling and am just wondering if you had to do it all over again, looking forward to, you know, future Dr. Gonzalez's, who are going to have similar kinds of problems and are looking for the kind of confirmation that you are hopefully going to achieve with this collaborative effort, what would be the role of a basic science model, animal models, more preliminary studies? Would you have done it differently and not done it in a clinical trial mechanism but more to try to prove it in a different, less threatening way, in a more incremental way? DR. GONZALEZ: Oh, I would have voted 100 percent to do it in a nicer, simpler, easy, less threatening way. Unfortunately, as Dr. Straus said quite eloquently, a lot of these developed out there in the fringe, away from the academic centers on patients without any documentation of animal studies, but in terms of pancreatic enzymes specifically, there are animal studies that go back 100 years. There was an animal model for cancer, the Jansen sarcoma model, at the turn of the last century, that Dr. Beard used very effectively and published his results. There are studies from 1965 showing that orally ingested pancreatic enzymes in the CH-3 mouse model do protect against carcinogens. There is a lot of animal research. It has just been ignored. One of the reasons it has been ignored is pancreatic enzymes cannot be patented. No drug company ever took up the cause. I think if it had been a patentable substance, pancreatic enzymes would be used in every major cancer center in the world today. DR. FINS: So, you are saying its market forces not solely disbelief of the science? DR. GONZALEZ: Animal studies have been done. Oh, I think along with the market force goes a disbelief in the science. Because it has been marginalized, along with that goes, well, it can't be true. If it were any good it would be used. The fact of the matter is when I got interested in this and started looking through the medical literature, I found animal studies eloquently done, properly done studies in the major literature confirming that pancreatic enzymes have an anti-cancer effect, proving that they are absorbed, all of these issues that you have raised, completely ignored. That is why you folks have such an extraordinary opportunity to help nurture new -- forget my idea, but there are other new ideas out there that need nurturing that didn't exist when I started doing this. I worked under the former head of Sloan Kettering. It didn't make a darn bit of difference. In fact, it was even used against him. It was going to jeopardize his chance for getting the Nobel Prize. DR. McCOMBS: I would like to add to that. The first time I heard about pancreatic enzymes was in 1994. I was at a conference in Mexico. I spoke to the researcher, who was from Germany, who was at that conference as well. The conference was held outside of the United States so that we could talk, so that we could actually talk freely. The woman from Sweden, who had done the original research at Karolinska Institute was there, people from NIH were there. There were people from all over the world who were there. We could not hold this conference in the United States because of the fear of what would happen. Pancreatic enzymes at that time from Germany, which were the only ones we could get a hold of then were being sold on the black market for an exorbitant price. I had a pancreatic cancer patient, who could not afford that. There wasn't anything I could do. I knew about the research. Nothing I could do about it because we couldn't get it in through the FDA. DR. BERNIER: I would be very curious, what other kinds of tumors has it had activity against, other than pancreatic? DR. GONZALEZ: In the Best Case Series we did of Dr. Taylor, we looked at 26 different types of cancer. That includes some subdivisions of the various lymphomas, but we looked at both epithelial and bone marrow tumors, such as myeloma and leukemias. It seemed to work across the board. In my own practice, I have treated everything from glioblastoma to acute leukemias with effect. We are using it in pancreatic cancer for the clinical trials, only because pancreatic cancer is considered to be the worst cancer; maybe acute myelocytic leukemia is a little bit more aggressive. But that is why we are using pancreatic cancer, but they seem to work for just about any cancer. DR. BERNIER: It has been as efficacious? DR. GONZALEZ: Yes. Admittedly, with something with like acute myelocytic leukemia, there is such a narrow window of opportunity to get them started on the program. You have to move real fast. I probably have 250 patients with breast cancer in my practice, ovarian cancer, colon cancer, metastatic colon cancer, lung cancer. DR. BERNIER: Myeloma? DR. GONZALEZ: Myeloma, yes. In fact, I presented a myeloma case to Jeff just last week in my office. He was in New York and I presented a six year survivor of myeloma. They want to do a bone marrow transplant. Never had any chemo or radiation or anything like that. DR. BERNIER: That is great. DR. GONZALEZ: Thank you. DR. GORDON: Effie and then Bill and then Wayne. DR. CHOW: I am also touched by what you have reported. One simple question, is Dr. Kelly alive? DR. GONZALEZ: He is alive and he is on the Internet ranting and raving that I am part of an international scheme for the CIA to steal his work. In 1987, after all the stresses, he really went off the deep end. He is clinically paranoid. I mean, he was arrested at gun point in front of his four adopted kids at midnight. I mean, the authorities when they want to harass you, they know how to do it really well. They would do everything they could to humiliate him. They would drag him in handcuffs in front of his neighbors. Thirty years of that finally got to him. Those were the days, again, where if you mentioned nutrition and cancer in the same sentence, you were in serious trouble. It just got to him. I have nothing but -- it is a very sad story. DR. CHOW: It is a sad story. Is he pleased now? DR. GONZALEZ: Oh, no. He is beyond being able to be pleased or to be happy. He is beyond that. That is why I said when I began this talk, this is a story of trying to keep a good idea alive without giving myself credit because I didn't invent the idea. I am just trying to keep it alive. DR. CHOW: I have just one more question. I don't recall you saying whether this is being used now, I mean, still being researched, but it seems a shame that so many people are dying of pancreatic cancer. Is it available to be utilized? DR. GONZALEZ: This is not a gratuitous offer. You are all serious invited to come to my office and spend a day and watch my staff deal with the hundred calls we get sometimes a day from desperately ill cancer patients all over the world that I could not possibly see because there is only me and my colleague, Dr. Linda Isaacs and we don't run an assembly line. We will spend four hours with a new patient. We can see maybe two or three new patients a day. We will get 50 calls a day. Just this week we turned down a 32 year old woman with three kids, who had a bone marrow transplant for breast cancer and ended up with cancer everywhere. We just can't see her because we are booked and I have to come to a conference like this. So, we are turning her down. She is hysterical because it is like her last chance. So what we need out there, Jim, and all of you is we need help. There are people like myself and Ann, who are trying to do really serious work and we need help. It is a tragedy. DR. CHOW: You need to develop a training program. DR. GONZALEZ: That is right. To answer the second part of your question, it is only available in our office and the reason we are doing it is because I was trained in research. I believe in research. I don't want this to be out there until we prove it works by the strictest standards of orthodox medicine. What I have wanted from the day I began researching this under Dr. Goode at Cornell in 1981, was to do appropriate clinical trials. That is the way I was trained. I expected to spend my entire life in basic sciences. I believe in the scientific method. It has taken 19 years. That is okay. But the tragedy is when you sit in my office and sometimes I can't sleep with the patients calling, begging for this therapy. The enzymes we use are not commercially available. If we did that, you know, you are inviting trouble, but I also believe we have to prove it works first, but it is a terrible dilemma. DR. CHOW: But there must be a balance, though, you know, because the traditional method is accepted, but they are having side effects and everything. With things like this working, there must be a balance where you can continue research and then be able to utilize it. DR. GONZALEZ: Well, we are treating patients in a private practice situation. It is just we are just limited by how many patients we can see. Yet, we don't want to start training doctors because it is like putting the cart before the horse. First, you want to prove a therapy works before you start training doctors. You know, I think that is appropriate. We could have training seminars. I am not criticizing my colleagues for doing that. We have decided not to do that. We want to prove it works. When we prove it works, we are begging for the NCI and the NIH to help us to get it out there. I mean, if it works, it should be and we will need help because, you know, we are just two doctors in my office. We don't have the capabilities or the resources to do that. DR. FAIR: Nick, I am sort of curious as to why this was not picked up, say, in Germany or some other countries. We heard about all the herbal research being done in other parts of the world. I know pharmaceutical firms are often farming out their clinical trials to other countries, where it may be easier to get it done. Why hasn't this been picked up in some of the German clinics using chelation and -- DR. GONZALEZ: They do use pancreatic enzymes in German clinics. There is a German formulation called wobenzime [ph], which you might have heard of. Without getting into the criticism of their enzyme preparations, what I think is Kelly really perfected the therapy and he really perfected it as an oral therapy. Beard only used injectable enzymes, believing that they would be destroyed in the gut. One-hundred years ago, that is what they believed. Kelly perfected it as an oral therapy and really helped develop an oral preparation of enzymes that just isn't available anywhere else and he became an expert in enzymes. I have had to become an expert in the manufacturing of enzymes. We have actually spent the last ten years perfecting the way to manufacture enzymes to protect their anti-cancer effect. Most pancreatic enzymes available in health food stores or drug stores are there to help digestion. No one even things of them as an anti-cancer element and the way they are made, the processing technique that is used destroys a lot of the co-factors necessary for a major anti-cancer effect. We have had to figure that out without any resources. So, there are enzyme preparations available in Germany. They don't know how to use them right. It is not as sophisticated a therapy as Kelly's. It is a very complicated issue. Like any good therapy, it is a complicated issue. DR. LOW DOG: [Comment off microphone.] DR. GONZALEZ: Oh, was that the question? I am sorry. I answered the wrong question. That is okay. Maybe you learned something from the wrong question. DR. FAIR: That was my question. Why not use your enzymes in Germany? DR. GONZALEZ: Oh, I see. No one has asked me. DR. GORDON: I think the other thing that is important to point out is that yours is a comprehensive therapy. It is not just the enzymes. It is individualized diets. It is detoxification. DR. GONZALEZ: Oh, yes, it is a complicated therapy. It is not just using enzymes. Yes, the enzymes have an anti-cancer effect. The animal studies deal only with enzymes. Beard used only pancreatic enzymes. Kelly enlarged it to diet, accessory nutrients, specific diets for each patient. It is a very complicated therapy. I think that only increased its efficacy. I don't think they are just window dressing it. I think it really makes a difference in using pure enzymes. But the simple answer is no one from Germany has approached me to do that. DR. GORDON: Wayne and then Charlotte. DR. JONAS: We started with a book on scientific opportunities and public need and talked about setting research priorities and how do we do that. We talked a lot about the public and praised the importance of making sure NIH is involved in the process. What I hear, and I am very saddened actually by the diminishing energy at the end of the day, when we hear this in retrospect and everything is better in retrospect. Perhaps this should have been first and I think we even had discussed that, because the individuals who are setting the priorities in these areas are not sitting here to hear this. DR. GORDON: That is right. DR. JONAS: I would suggest that one of the things that we might, except for one individual -- I think it would be very useful for us to hear not only the importance of public input into the prioritization process, but practitioner input into the prioritization process. How can we do that? In an ironic twist, this is also the suggestion that I made to Dr. Winn, who doesn't feel like they have had much input into getting chelation tested, for example. So, if there were some suggestions that we could have, again, it is going to have to come from multiple, but at least from you all and also from others that we talk to about how to do that and about the type of research that would be important and the issues that go into setting priorities. I think this would be key. Related to this -- you want to respond to that and then -- DR. McCOMBS: I do want to respond to that. I think that is an excellent point that you are making and one of the things, for example, that we are looking at is looking at the United States public health departments list of the top 35 public health problems and addressing those particular issues and, you know, aiming our therapies to that, you know, that group of top 35 ailments, shall we say, that are problematic for every United States citizen, much less any person in the world, but in our country in particular. That is one way that I think that we as practitioners can look at that. A second way, I believe, is that we have to be able to, as I said earlier, think outside the box. When I couldn't get these enzymes in 1994, I just started thinking of other possibilities. When I can take an ovarian cancer patient and see her one time, treat her using the therapy that I learned from Dr. Nambudripad in 1994 and on Monday she goes to surgery and they don't find the cancer, it gets my attention. I have to say what happened and why. These are the kind of things we need to be researching because if it is working, we need to be doing more of it. DR. JONAS: Thank you very much for that. I think we are going to hear probably tomorrow a bit about attempts to do this, attempts to actually bring these things together. But my suggestion would be that if the practitioners can help us in terms of saying what types of methodologies provide the information they think is important, again, since we are focused on research methodology. Nick, I don't know if you talked about the fact that NCI attempted to do this as a randomized controlled trial. DR. GONZALEZ: I did, yes. You were out when I discussed that. DR. JONAS: And why they did that when that is -- it is kind of one of the premiere examples as to a situation in which you don't do a randomized controlled trial. Therefore, what has evolved in that and what has facilitated the ability of you to move to a radically different research design, hopefully in a way that will be acceptable and will move these areas forward. Do we need gold standards or what we mean by gold standards? Do we need gold standards in the sense that there is a methodology to which everything is held up to. Or are there appropriate methodologies that then become the gold standards for the information they are going to provide for the audiences who are going to be using them? I think these are issues that we need to hear from practitioners, as well as the public. DR. GONZALEZ: Well, as you know, coming out of the government, that gold standards can be waived whenever we want them to be waived. For example, Interleukin-2 got approved by the FDA in 1990 as a treatment for metastatic renal cell carcinoma, based on a pilot study. When the randomized trial was finally done and published in 1998, lo and behold, Interleukin-2 for renal cell carcinoma worked as well as placebo. Six percent of patients on Interleukin responded, 6 percent of patients with placebo responded. Interesting study, that even with nothing, 6 percent of patients will respond. I think it is an interesting finding, but certainly Interleukin-2 proved to be less than what we had hoped initially, but there is a case where there was so much enthusiasm about it, in fact, Dr. Rosenberg, who developed the original trials, ended up on the cover of Time magazine in 1986 over Interleukin-2. Based on the enthusiasm, it got approved. Based on simply a pilot study. So, even within the orthodox medical world, as you know, ,methodologies can often be waived. DR. JONAS: Oh, they are. We have the methodologies actually. As Bill mentioned, surgery really is an example of an entire field that has been developed based on observational research, where there is a will to do it, where there is a rational to do it. So, the question is how can that be developed in these areas, how can that also be -- and we will hear from them, I am sure. So, that would be useful for us. DR. GORDON: Charlotte. MS. KERR: I have sort of a comment and a request for feedback now or later and maybe something for us as a panel to think about. It has to do with the area of ethics. What really prompted me to think about it -- I mean, there are so many things that have been said that have prompted the thought of ethics, but one certainly is the actual issue of the lady with the three children who wants treatment and how long -- and I know there are protocols and this and that for ethics for how long something has to be examined before it can then become practice. I think we may need to look at that in another way or a new way, but there may be a new ethics. We have new committees now in hospitals for people dying and all this, but, you know, it seems to me there needs to be some kind of new ethics in the complementary and alternative medicine. I only put it as a seed because I don't know quite what all I mean by it yet. But there is something about even the medical doctor, who said if we are continuing -- I thought it was incredibly wonderful what he said about if we know -- if chelation could be helping these people and we are insisting on whatever we are insisting on, angioplasty, bypass, then this is wrong. It is the same here, applied to this. So, how responsible are we to address the 25 list of public health problems and not look at these new therapies. I would like to have the brains and ethics, which we have here -- Joe, of course, is a major brain -- but this is exciting to me. You know, how is this to be applied and be thought through in a new way in this field and just future for healing. Thank you. I won't comment, but -- DR. GONZALEZ: One comment to your comment. I think the history of science when you look at it is basically orthodoxy is right even when it is wrong and unorthodoxy is wrong even when it is right. I think it would be nice the first time in the history of Western civilization to change that model, that something may be write even if it is not orthodox. DR. McCOMBS: It is not only in cancer. I mean, we get these same kind of phone calls everyday. She just fielded them yesterday. I field them everyday. I have a staff who fields them, you know, and it is ALS, it is heart disease, it is every malady that you can think of or, you know, mothers who can't afford the treatment but who have, you know, asthmatic children, who can't afford to keep going to the emergency room, for example, just for example. To turn these patients down, I can't tell you what this is like,, those of you who are practice-based physicians will know what I am talking about. This is heart rending. This is the stuff that keeps me up at night and I worry. I worry. You know, you talk about ethics. I think it is a perfect example and I know what you mean about getting phone calls in the middle of the night. Those of us who are out there doing it want to keep doing it, but we need help. We need tremendous help and we need help in a way that our licenses aren't jeopardized. We can get you the proof that you need and want and that we need and want. I think sometimes people think practice-based physicians don't want this because we are not academicians and we didn't decide on research as our career. That is not true. We want efficacy. We want safety just as much as you do and when we find therapies that do work and drive us to those places because our patients, 51 percent of the population is paying out of pocket for these kind of therapies and they come to you and they say help me. You know, as physicians, I think -- as practitioners, let's just take it out of the physician realm here, we all have an obligation to do something about that. We have a 4,000-practitioner network that we can plug this kind of stuff into, but we need help. We can get you the data, but we need help and we can't do it alone. DR. GORDON: I want to come back to that, but first, Effie, and Joe, and Bill. DR. CHOW: Sorry. This is late in the day, but this panel, the discussion has brought up, I think, an extremely important area that we need to deal with as part of the Commission, as part of the practitioners, and I am a practitioner myself, that -- and also former Congressman Berkely Battle [ph], who was very instrumental in this whole movement, he was also distressed. Maybe we can explore it and you folks may be a good input in this is that how can we continue to research? I want to really pose this as a question. How can we carry on research and where there is some indication that it is valid, but the validity was before the research was carried out in that there were some evidence-base, I mean, evidence in clinical work that it is successful. So, if there is a research that is done and maybe not accepted totally yet, the people are dying. So, how can we balance the two, continue research, good research, but perhaps we need to recommend as part of our duty is to can we use that for the people because they are dying. They are dying the next week. They are dying the next day. Hundreds of people are dying. So, can we balance that? I just want to throw that out as a very important issue. I think that faces a lot of practitioners out in the field. DR. GORDON: Joe. DR. FINS: I think this is perhaps the most fascinating part of the day and it is compelling again to hear this. Charlotte's question about the new ethic -- I just want to observe a paradox and if you don't mind, Dr. Gonzalez, I just want to use you as sort of the poster child for this issue, because I think it is really so compelling. You know, you were sort of a victim, as it were, of the pathology of science, but you stayed true to the science and that is really a mark of professionalism. I think it is really is what is the professional ethic of all practitioners? It should be efficacy, sort of the next -- that has been a big part of your career, but still not deviating from the scientific norms that you have maintained and embraced even when it didn't embrace you. So, I think that is the paradox and I think that the things we heard about this morning, that tried to bring people who have novel ideas back into a mechanism where they can access the science, which ultimately is going to validate this is really, I think, tremendous progress and I think we can learn from your own narrative about, you know, what kind of ethic and methods and procedures we should try to recommend that promote and not inhibit. I want to just ask one quick question for Dr. McCombs because if we are going to bring people who are complementary practitioners in and ask them to share their insights and their innovations and their practices, some of which might be sanctionable in certain state situations, do you think that there should be a safe haven or immunity legislation for these practitioners so they can share their best practices without fear of sanction and that should be, you know, kind of a special relationship? I don't know who we would do that. We would need a lawyer to help us with that, but is that something that you think is necessary to engender trust? DR. McCOMBS: I think it is mandatory. I think you won't get what you are after -- this commission will not get what it is after from practice-based clinicians if you don't guarantee them some kind of protection. We will do the research for you if we can just get -- we can't be clinicians and researchers, but if we can get grants to do it, help to do it, help to collect it, help to write it up, we will do -- we have got the data. It is not like we are not sitting out there with the data. We have got it. But we don't want to come out of our closets, if you will, and give it to you for fear of what is going to happen to us. This is a prime example. I feel like Aaron with Moses here. I mean, I truly do. It was truly out of -- having no access to the kinds of things that Dr. Gonzalez was talking about, and I just think it is funny that we are finally sitting here, six years later, on a panel together. You know, I couldn't get those enzymes that he was researching. I didn't know he was sitting over there researching them. I live in William Kelly's state. I only know about Kelly's view of things over here. I know what problems he had. So, I go to an alternative, you know, way of doing it, discover this woman, who is a true pioneer, just like Beard was in his day, just like Kelly was in his day. Find something that works, but I have to be so quiet about it. I can't tell anybody because I am afraid I will lose my license. Now, I have got full practice rights in this country. Nobody can fault my degree. Okay? She doesn't. Okay? But she is over here writing books like this. God knows when she has time to do it. She writes more books and has more cases, 4,000 plus cases, 4,000 practitioners she has trained. You know, I want to help her. I want to help her because when I can do this kind of work with an -- it moved me beyond tears. I am telling you, to treat this woman on a Friday night, have her got to surgery on a Monday and that cancer was gone. I can't tell anybody about it for fear of what might happen to me, to her, to anyone else and then tell the patient don't tell anybody. Don't tell anybody. DR. FINS: Your analogy to Moses might be apt because Moses did not make it to the Promised Land. DR. McCOMBS: That is right. Moses did not make it to the Promised Land, but we can. DR. GORDON: We are getting late. Bill and then Tom. DR. FAIR: I would just like to revisit the issue of the ethics and how heart rendering the stories you tell are. Of course, every practitioner has -- I used to hear that when I was an active surgeon. Why can't you operate on me instead of going to somebody else. But, you know, I have heard Steve Rosenberg and Marsha Lenihan say that at the time when IL-2 looked like it would work. We are all familiar with suits brought against HMOs and insurance companies for not authorizing autologous bone marrow transplant, when we thought that worked. So, I don't think we can excuse or bring things into practice just on the basis of the fact that some people feel that if they have access to them, that they will be cured. In other words, nothing is 100 percent. But I am curious, Dr. McCombs, why can't you do a Best Case Series, and show Jeff White what you are dealing with there? In one of his meetings, he had a couple homeopaths from Calcutta and I think the NIH is now helping them to collect data. Is that right? DR. McCOMBS: We will do it. You know what? Some of us have to stand up and we will do it. That isn't the issue. We will do it. You know, if my license goes on the line, I am going to writing you, calling you, saying "help." Okay? But I am going to do it. In my lifetime this will happen because I am just tired of fielding these kind of phone calls and dealing with these heart rending kinds of situations. I now use a paradigm, for example, that will require you, for me to explain it to you, for you to think outside the box, but I can individualize it now, treat people. It won't matter where they go but if you stand ten people up against that wall with the exact same diagnosis, their treatment course will not be the same. It is the same thing that was talked about earlier. Yes, we have got a protocol, but as a practitioner you have got to say I have got to up those level of enzymes or I have got to take those down or take those out of the treatment protocol because it is not working for this patient. So, it is a way to individualize that kind of care and have that kind of a paradigm for both diagnosis and treatment acceptable. The research on that, on the paradigm itself, has been done. It is being ignored. It was done in Israel. I have sat here and listened to other people talk about it, but, you know, Valerie Hunt did at UCLA in unified field theory. Nobody is listening to her either. I am just saying the research that you are talking about is out there. You have just got to allow us to use it and build on the research that has already been done. So, we don't have to reinvent the wheel again. Nick over here had to reinvent the wheel because nobody would listen. We don't have interest in reinventing the wheel and I don't think you are interested in having us reinvent the wheel. We would like to build on what others have done and then be able to easily stand up and say we are going forward. DR. FAIR: But, again, an individual, a standardized therapy is not -- that is not a sine quo non of good science. You can evaluate traditional Chinese medicine, the little bit I know about Effie, and there is no cookbook approach to traditional Chinese medicine. You may get ten patients with the same symptoms and be treated differently. Is that correct? So, you evaluate the system not the approach. So, I am still -- DR. McCOMBS: The approach has been criticized significantly. I won't go into this -- DR. GONZALEZ: I agree with you, Bill. I think you have to do research. That is why we haven't commercialized what we are doing. I absolutely believe in the scientific method. If it takes 100 years, if it takes my grandkid -- if it takes them to finish doing it, tough on me, but that is the way it has to be done. Jeff is sitting here very quietly. I really want to say the NCI has been wonderful through all this. I mean, they are really helping us to do good science and that hasn't been said yet. He is remarkable and he has taken a lot of gaff for what he is doing, too, as you can imagine. But the NCI is determined in the most objective proper scientific way to test any therapy, be it, you know, moon dust from Pluto, pancreatic enzymes or chemotherapy and I think they really mean that and they are helping. So I think Bill is right. You should be able to do a Best Case Series. DR. GORDON: We are going to be informally having dinner. If there is something you want on the record, Tom, that is fine. Otherwise, there will be plenty of time to talk with them. MR. CHAPPELL: I would like it on the record. DR. GORDON: Sure. Then go ahead. MR. CHAPPELL: I think for me the understanding the discovery process is as important an issue as the one we identify three months ago and that was the need to talk about a world view. Discovery process is a very unique beast. As I said earlier today for the other people, it is sponsored by the highest authority that gives that process extraordinary permission to occur. It is championed by belief and passion and intimacy, the intimacy of the subject, the trust of those very close to that understanding and the passion. They are the ones that create the model and the prototype. Third and only then do you expand it into collaborative integration with the rest of the system. It is kept out of the system until it is ready to be believed and I really think we have to lift this out as -- it is bigger than how it works at Harvard or how it works at the University of Pennsylvania. It is as big as this whole question. So, I would like to recommend that we have evidence again that we need to raise up the fact that discovery has to be given permission, nurtured in a close intimacy of small working groups, not large, that come to the larger only when they need to be refined, understood better and institutionalized. I just think that is important. DR. GORDON: I just want to conclude with one comment. The reason that we asked this particular group to come is precisely because of the issue of how we can help to midwife this kind of discovery. I think that Ann may have said it and one of the things that we saw at our conference in June so clearly is that Dr. Nambudripad was forced to talk in a way that was at best paradoxical if not incomprehensible at times because of the difficulty that she is being put through by the fear of retaliation. So, I know this panel comes late in the day, but it is really meant to set a new path for us and help us to understand this issue among the many other issues, which is precisely how we provide some kind of protection for people who are sincerely committed to doing research on their work, which at present lies outside the box. The issue here is, what I am hearing is an energy of people's responses, is that we need to come back both with some of the suggestions that you made and if you have a couple of suggestions, more suggestions for ways that would be helpful, and then perhaps we need to proceed and we have talked about, Jeff White and I have talked about this at NCI as well, what can we do as a commission, what kind of recommendations can we make to foster and nourish this kind of research and how can we reach out to the medical boards and provide some kind of protection so that people can move ahead and what are the criteria and what are the conditions and what are the needs to take that next step. So if you have any final words, great. If not, please, we are going to continue the dialogue and we understand that this is an issue we need to deal with. Thank you very much. [The meeting was recessed at 7:22 p.m. to reconvene the following day, Friday, October 6, 2000, at 8:30 a.m.] + + + CERTIFICATION This is to certify that the attached proceedings BEFORE: White House Commission on Complementary and Alternative Medicine HELD: October 5-6, 2000 were held as herein appears and that this is the official transcript thereof for the file of the Department or Commission. DEBORAH TALLMAN, Court Reporter *********************************************************